Document Checklist

 

Document Checklist

Net Worth Documents

  • Net Worth Statements
  • Lists of Assets
  • List of Liabilities and Debts

Statements

  • Checking
  • CDs
  • Stocks and Bonds
  • Brokerage Accounts
  • Savings
  • Fixed and Variable Annuities
  • Mutual Funds

Retirement/Pensions

  • 401(k), 403(k), 457
  • Pension benefits projections
  • IRA/Roth
  • Social Security Benefits

Legal Documents

  • Wills
  • Healthcare Directives
  • Trust Documents
  • Power or Attorney
  • Business Agreements (i.e. Corporate Minute Book, Operating Agreement)
  • Photo ID (drivers license, copy of passport)

Insurance Policies

  • Life with Beneficiary Designations
  • Health
  • Disability
  • Long Term Care

Employee Benefits

  • Group Term Life Insurance
  • Group Disability Insurance
  • Stock Option Plan

Tax Returns - Last 2 Years

  • Personal
  • Business

Note: We accept documents in phases. If you are limited in time to put together everything, please get to us what you can and let us start the review process while you are putting together other items. Also, if something on this list doesn't make sense, more on as it may be irrelevant to your situation.